-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DNogeRben2bDf5E7u937cH/VJ+Kg69xmTTL6iXRySHN7H/nr1ziU8na45urjnwqw dMqJ9UVKcEP6jFTg5/WoVA== 0000808066-99-000003.txt : 19990209 0000808066-99-000003.hdr.sgml : 19990209 ACCESSION NUMBER: 0000808066-99-000003 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990208 GROUP MEMBERS: AN AGGRESSIVE GROWTH FUND, L.P. GROUP MEMBERS: CHARLES R. KOKESH GROUP MEMBERS: GREGORY T. GEORGE GROUP MEMBERS: PETER F. BERNARDONI GROUP MEMBERS: TECHNOLOGY FUNDING INC. GROUP MEMBERS: TECHNOLOGY FUNDING MEDICAL PARTNERS I, L.P. GROUP MEMBERS: TECHNOLOGY FUNDING PARTNERS III L P GROUP MEMBERS: TECHNOLOGY FUNDING PARTNERS III, L.P. GROUP MEMBERS: TECHNOLOGY FUNDING VENTURE PARTNERS IV, GROUP MEMBERS: TECHNOLOGY FUNDING VENTURE PARTNERS V, GROUP MEMBERS: TECHNOLOGY FUNING LTD. GROUP MEMBERS: THOMAS J. TOY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENDOCARE INC CENTRAL INDEX KEY: 0001003464 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 330618093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-50293 FILM NUMBER: 99523429 BUSINESS ADDRESS: STREET 1: 7 STUDEBAKER STREET 2: STE 134 CITY: IRVINE STATE: CA ZIP: 92718 BUSINESS PHONE: 7144501410 MAIL ADDRESS: STREET 1: 7 STUDEBAKER STREET 2: 7 STUDEBUKER CITY: IRVINE STATE: CA ZIP: 92618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TECHNOLOGY FUNDING PARTNERS III L P CENTRAL INDEX KEY: 0000808066 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943033783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O TECHNOLOGY FUNDING INC STREET 2: 2000 ALAMEDA DE LAS PULGAS STE 250 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 4153452200 MAIL ADDRESS: STREET 1: C/O TECHNOLOGY FUNDING INC STREET 2: 2000 ALAMEDA DE LAS PULGAS STE 250 CITY: SAN MATEO STATE: CA ZIP: 94403 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No. 2)* ENDOcare, Inc. _________________________ (Name of Issuer) Common Stock _________________________ (Title of Class of Securities) 29264p 10 4 _________________________ (CUSIP Number) February 14, 1999 _________________________ (Date of Event Which Requires Filing of this Statement) ______________________________________ Check the appropiate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1 (b) [X] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 29264p 10 4 Page 2 of 12 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Technology Funding Partners III, L.P. S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER GROUP (a) [_] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OF PLACE OR ORGANIZATION Delaware ________________________________________________________________________________ 5 SOLE VOTING POWER 0 NUMBER OF ________________________________________________________ SHARES 6 SHARED VOTING POWER 380,429 BENEFICIALLY ___________________________________________________________ OWNED BY 7 SOLE DISPOSITIVE POWER 0 EACH ___________________________________________________________ REPORTING 8 SHARED DISPOSITIVE POWER 380,429 PERSON WITH ________________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 380,429 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.66% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON PN ________________________________________________________________________________ CUSIP No. 29264p 10 4 Page 3 of 12 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Technology Funding Venture Partners IV, An Aggressive Growth Fund, L.P. S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ________________________________________________________________________________ 5 SOLE VOTING POWER 0 NUMBER OF SHARES ____________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER 46,014 OWNED BY __________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER 0 REPORTING _____________________________________________________________ PERSON WITH 8 SHARED DISPOSTITVE POWER 46,014 ________________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 46,014 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .442% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON PN ________________________________________________________________________________ CUSIP No. 29264p 10 4 Page 4 of 12 ______________________________________________________________________________ 1 NAME OF REPORTING PERSON Technology Funding Partners V, An Aggressive Growth Fund, L.P. S.S. OR I.R.S. IDENTIFICAION NO. OF ABOVE PERSON ______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ______________________________________________________________________________ NUMBER OF 5 SOLE VOTING POWER 0 SHARES _________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER 46,014 OWNED BY _________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER 0 REPORTING _________________________________________________________ PERSON WITH 8 SHARED DISPOSITIVE POWER 46,014 ______________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 46,014 ______________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [_] ______________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .442% ______________________________________________________________________________ 12 TYPE OF REPORTING PERSON PN ______________________________________________________________________________ CUSIP No. 29264p 10 4 Page 5 of 12 ______________________________________________________________________________ 1 NAME OF REPORTING PERSON Technology Funding Medical Partners I, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ______________________________________________________________________________ 5 NUMBER OF 5 SOLE VOTING POWER 0 SHARES _________________________________________________________ BENEFICALLY 6 SHARED VOTING POWER 152,400 OWNED BY _________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER 0 REPORTING _________________________________________________________ PERSON WITH 8 SHARED DISPOSITIVE POWER 152,400 ______________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 152,400 ______________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [_] ______________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.46% ______________________________________________________________________________ 12 TYPE OF REPORTING PERSON PN ______________________________________________________________________________ CUSIP No. 29264p 10 4 Page 6 of 12 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Technology Funding Inc. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION California ________________________________________________________________________________ 5 SOLE VOTING POWER 0 NUMBER OF SHARES ___________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER 624,857 OWNED BY ___________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER 0 REPORTING ___________________________________________________________ PERSON WITH 8 SHARED DISPOSTIVE POWER 624,857 ________________________________________________________________________________ 9 AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING PERSON 624,857 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.00% _______________________________________________________________________________ 12 TYPE OF REPORTING PERSON IA,CO ________________________________________________________________________________ CUSIP No. 29264P 10 4 Page 7 of 12 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Technology Funding Ltd. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION California ________________________________________________________________________________ 5 SOLE VOTING POWER 0 NUMBER OF ____________________________________________________________ SHARES 6 SHARED VOTING POWER 624,857 BENEFICIALLY ____________________________________________________________ OWNED BY 7 SOLE DISPOSITIVE POWER 0 EACH ____________________________________________________________ REPORTING 8 SHARED DISPOSITIVE POWER 624,857 PERSON WITH ______________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 624,857 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.00% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON IA,PN ________________________________________________________________________________ CUSIP No. 29264P 10 4 Page 8 of 12 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Charles R. Kokesh S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ________________________________________________________________________________ 5 SOLE VOTING POWER 0 NUMBER OF ____________________________________________________________ SHARES 6 SHARED VOTING POWER 624,857 BENEFICIALLY ____________________________________________________________ OWNED BY 7 SOLE DISPOSITIVE POWER 0 EACH ____________________________________________________________ REPORTING 8 SHARED DISPOSITIVE POWER 624,857 PERSON WITH ________________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 624,857 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.00% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON HC,IN ________________________________________________________________________________ CUSIP No. 29264P 10 4 Page 9 of 12 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Gregory T. George S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ________________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 0 SHARES ___________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER 624,857 OWNED BY ___________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER 0 REPORTING _________________________________________________________ PERSON WITH 8 SHARED DISPOSITIVE POWER 624,857 ________________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 624,857 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.00% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON HC,IN ________________________________________________________________________________ CUSIP No. 29264P 10 4 Page 10 of 12 ________________________________________________________________________________ 1 NAME OF REPORTING PERSON Thomas J. Toy S.S. or I.R.S IDENTIFICATION NO. OF ABOVE PERSON ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [x] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ________________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 0 SHARES ____________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER 624,857 OWNED BY ____________________________________________________________ EACH 7 SOLE DEPOSITIVE POWER 0 REPORTING ____________________________________________________________ PERSON WITH 8 SHARED DEPOSITIVE POWER 624,857 ________________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 624,857 ________________________________________________________________________________ 10 CHECK BOX IF AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY THE AMOUNT IN ROW (9) 6.00% ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON HC,IN ________________________________________________________________________________ CUSIP No. 29264P 10 4 Page 11 of 12 ______________________________________________________________________________ 1 NAME OF REPORTING PERSON Peter F. Bernardoni S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [_] (B) [x] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen ______________________________________________________________________________ 5 NUMBER OF 5 SOLE VOTING POWER 0 SHARES __________________________________________________________ BENEFICIALLY 6 SHARED VOTING POWER 624,857 OWNED BY __________________________________________________________ EACH 7 SOLE DISPOSITIVE POWER 0 REPORTING __________________________________________________________ PERSON WITH 8 SHARED DISPOSITIVE POWER 624,857 ______________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICALLY OWNED BY EACH PERSON 624,857 ______________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 ECLUDES CERTAIN SHARES* [ ] _______________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.00% _______________________________________________________________________________ 12 TYPE OF REPORTING PERSON HC,IN ______________________________________________________________________________ Page 12 of 12 Item 1. (a) Name of Issuer: ENDOcare, Inc. -------------- (b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 7 Studebaker, Irvine, California 92718 Item 2. (a) Name of Person(s) Filing: ------------------------ Technology Funding Partners III, L.P. Technology Funding Venture Partners IV, An Aggressive Growth Fund, L.P. Technology Funding Venture Partners V, An Aggressive Growth Fund,L.P. Technology Funding Medical Partners I, L.P. Technology Funding Inc. Technology Funding Ltd. Charles R. Kokesh Gregory T. George Thomas J. Toy Peter F. Bernardoni (b) Address of Principal Business Office: ------------------------------------ 2000 Alameda de las Pulgas, San Mateo, CA 94403 (c) Citizenship: ----------- United States (d) Title of Class of Securities: ---------------------------- Common Stock (e) CUSIP Number: ------------ 29264p 10 4 Item 3. Not Applicable Item 4. Ownership --------- (a) Amount Beneficially Owned: 624,857 (b) Percent of Class: 6.00% (c) Number of shares as to which such person(s) has: Incorporated by reference in pages 2 through 11 herein. Technology Funding Inc. and Technology funding Ltd. are the general partners of the Limited Partnership(s) rferenced herein. The individual reporting persons are general partners of Technology Funding Ltd. and/or officers of Technology Funding Inc. Item 5. Ownership of Five Percent or Less of a Class -------------------------------------------- Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person --------------------------------------------------------------- Not applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. ------------------------------------------------------------------ Not applicable Item 8. Identification and Classification of Members of the Group --------------------------------------------------------- Not Applicable Item 9. Notice of Dissolution of a Group -------------------------------- Not Applicable Item 10. Certification ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having tht purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,complete and correct. Dated: February 14, 1999 TECHNOLOGY FUNDING PARTERS III, L.P. By: TECHNOLOGY FUNDING INC., Managing General Partner By: /s/ Charles R. Kokesh ------------------------ Charles R. Kokesh Chief Exetive Officer Dated: February 14, 1999 TECHNOLOGY FUNDING VENTURE PARTNERS IV, An Aggressive Growth Fund, L.P. By: TECHNOLOGY FUNDING INC., Managing General Partner By: /s/ Charles R. Kokesh ------------------------ Charles R. Kokesh Chief Executive Officer Dated: February 14, 1999 TECHNOLOGY FUNDING VENTURE PARTNERS V, An Aggressive Growth Fund, L.P. By: TECHNOLOGY FUNDING INC., Managing General Partner By: /s/ Charles R. Kokesh ------------------------ Charles R. Kokesh Chief Executive Officer Dated: February 14, 1999 Technology Funding Medical Partners I, L.P. By: TECHNOLOGY FUNDING INC., Managing General Partner By: /s/ Charles R. Kokesh ------------------------ Charles R. Kokesh Chief Executive Officer Dated: February 14, 1999 TECHNOLOGY FUNDING INC., a California Corporation By: /s/ Charles R. Kokesh ----------------------- Charles R. Kokesh Chief Executive Officer Dated: February 14, 1999 TECHNOLOGY FUNDING LTD. a California Limited Patnership By: /s/ Charles R. Kokesh ----------------------- Charles R. Kokesh Managing General Partner Dated: February 14, 1999 /s/ Charles R. Kokesh ----------------------- Charles R. Kokesh Dated: February 14, 1999 /s/ Gregory T. George ----------------------- Gregory T. George Dated: February 14, 1999 /s/ Thomas J. Toy ---------------------- Thomas J. Toy Dated: February 14, 1999 /s/ Peter F. Bernardoni ----------------------- Peter F. Bernardoni -----END PRIVACY-ENHANCED MESSAGE-----